Investment Adviser Compliance (Sarnia)

As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals while we help you reach yours. Maybe you’ve dreamed of starting your own business, but haven’t had the training, support, and resources from a company like RBC. Driven to do meaningful work to help people reach their life goals by providing strong planning and financial advice. Leverage RBC Dominion Securities’ strong brand and reputation to build a client base of high‑net‑worth individuals, families, and business owners and manage their complex financial needs. Use RBC’s extensive investment and wealth management resources to create customized portfolios and wealth plans for your clients. Foster trusted, often multi‑generational, long‑term relationships using personalised service and advice. Establish and maintain reciprocal relationships with RBC partners such as Personal & Commercial Banking and Insurance to support clients in all aspects of their financial lives. Completed the Canadian Investment Regulatory Exam, CIRE, and the Retail Securities Exam (RSE), or will complete them before your start date. A passion for financial planning and a keen interest in portfolio management. Strong relationship‑building skills and an ability to connect with all types of individuals. Experience in a direct‑marketing role, financial services, and demonstrated success in high‑value sales and business development, regardless of industry/discipline. Completion of the Certified Financial Planner (CFP), Chartered Investment Manager (CIM), and Chartered Financial Analyst (CFA). A comprehensive Total Rewards package that prioritises overall wellbeing, with flexible and up-to-date benefits, including parental leave. Base salary to get you started and unlimited earning potential through commission and fees. Autonomy to build and run your own business within the RBC brand, leveraging our resources and guidance in a adaptable environment. Flexible work arrangements and leadership support for personal and professional needs. Client Counseling, Critical Thinking, Decision Making, Interpersonal Relationship Management, Interpersonal Relationships, Investment Banking, Investment Consulting, Investment Management, Private Banking, Product Services Employment Type: Full time Apply on Kit Job: kitjob.ca/job/2pr4pf